Compliance and Risk Management Officer
Requirements
· Bachelor’s degree in a relevant field.
· Minimum of 3 years of experience in Compliance and Risk Management within fund management, with a comprehensive understanding of Capital Market Service (CMS) License requirements governing Fund Management.
· Experience in engaging with regulators, particularly the MAS, knowledge of regulations in other ASEAN countries and/or Korea jurisdictions is a plus.
· Familiarity with operational and investment risk management frameworks and procedures.
· Strong ability to work both independently and collaboratively within multi-functional teams, with a methodical approach and excellent planning skills.
Responsibilities
· Manage all aspects of compliance and risk management.
· Review the compliance and risk management framework, policies, and programs to ensure adherence to the company policies and prevent regulatory violations.
· Responsible for internal and external compliance audits and risk management assessments, respond to regulatory requests and related issues.
· Prepare periodic reports for senior management and regulatory bodies.
· Review marketing materials to ensure compliance with AML, KYC, CDD, PDPA, and other applicable regulations.
· Conduct training for employees on relevant regulations and industry practices.
For interested applicants, please submit your CV along with your current and expected salary. We regret to inform you that only shortlisted candidates will be notified.