My client, a global insurer, is looking for an Assistant Manager, Distribution Compliance within the Investigations department. Receive competitive benefits, with a growth-focused trajectory and a commitment to values, diversity, and innovation in the insurance space. My client also emphasizes flexible work policies for a positive impact while providing professional development and leadership opportunities.
Perks:
- Stay Ahead in Your Career: They cover the cost of learning courses to enhance your expertise to ensure you thrive in a rapidly changing world.
- Community of Learners: Join a vibrant network of colleagues passionate about professional growth.
- Flexible Work Arrangements: Enjoy the freedom to work from home 2-3 days per week, promoting a healthy work-life balance.
Responsibilities:
- Prepare for monthly Disciplinary Committee meetings and support deviation hearings.
- Deliver companywide Market Conduct standards training.
- Conduct reviews of potential market misconduct indicators.
- Lead investigations into market misconduct referred to the firm.
- Drive process enhancements in the sales compliance team through participation in corporate initiatives.
- Provide guidance to juniors in the team, and review investigation reports.
- Provide information for reference checks on ex-Financial Planners.
Requirements:
- Min. 4 years of experience within the insurance industry, with a background in Distribution Compliance.
- Hold a Diploma or Degree in finance, business, etc.
- Possess professional qualifications e.g. CMFAS Exams (M5, M9, M9A, CHI, M8, M8A), Life Insurance Diploma, FLMI.
- Operate independently with minimal guidance.
- Exhibit efficient written and verbal communication skills.
- Possess a team player mindset.
- Demonstrate proficiency in the Microsoft suite.
Don't miss out on this exciting opportunity to be a part of a dynamic team. Apply directly or reach out to Jeanie Ng via email at [email protected] or dial +65 6351 6993 to be considered immediately.
