Our Client
Our client is a Asset Management Firm and they are now seeking an experienced Legal & Compliance Manager to join their team in Singapore.
The Role
- Organize and conduct periodic compliance reviews pertaining to the Financial Advisors Act, MAS Notices and Guidelines.
- Develop/review policies and procedures including manuals on local regulations
- To assist in MAS reporting and notification.
- Maintain regulatory relationship with MAS and respond to queries from MAS
- Assist Compliance Manager on all regulatory compliance matters to discharge duties as and when required.
- Liaise with internal/external auditors on regulatory matters.
To Qualify
- Full-Time position(s) available.
- Preferably Managers specializing in Banking/Financial Services or equivalent.
- At least 5 year(s) of working experience in the related field is required for this position.
- Candidate must possess at least a Bachelor's Degree, Post Graduate Diploma, Professional Degree, Finance/Accountancy/Banking or equivalent.
- In-house legal experience is a plus
To Apply
If you feel your experience and professionalism can make an impact with this firm, please submit your details resume to hsingh[at]sg.drakeintl.com / 6645 4540
Personal data provided by job applicants will be used strictly in accordance with the employer's personal data policies, a copy of which will be provided.
*Only shortlisted candidate will be notified.
Registration No. R1658237 | EA License No. 11C3510 | Drake International
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