Our client , a leading financial services firm is looking to hire a Senior Executive – Investment Compliance based in Singapore.
The role is pivotal in meticulously ensuring pre- and post-trade compliance monitoring. This involves aligning with regulatory, client agreements, and group policies related to investment guidelines
Key Responsibilities:
Harmonizing Compliance:
- Fine-tuning guideline compliance for regulatory and client harmony.
- Conducting daily pre- and post-trade Investment Compliance monitoring.
- Advising on nuanced interpretation of investment guidelines.
- Elevating efficiency through innovation and automation.
- Addressing breaches transparently.
Delegation Oversight:
- Orchestrating regular attestations from delegates for a harmonious relationship.
- Participating in ongoing due diligence for pitch-perfect compositions.
Coding & Innovation:
- Translating guidelines into innovative language.
- Leading centralization of rule coding and testing for efficiency.
General Assignments:
- Taking center stage in additional compliance tasks assigned by supervisors.
Experience/Qualifications:
- Graduate/post-graduate degree in Business/Accountancy/Finance.
- Minimum 2 years in financial regulatory compliance, preferably in asset management.
- Strong knowledge of MAS Code of CIS, Central Provident Board Investment Scheme, and UCITS Investment restrictions.
- Preferred experience with BlackRock Aladdin or similar systems.
Interested candidates please share your updated CV to [email protected]
