About The Company
KGI Securities is a leading multi asset brokerage firm with presence across several countries in Asia and a pioneer member of the Securities & Derivatives, Trading and Clearing Member of Singapore Exchange, ICE Futures Singapore and ICE Clear Singapore.
We hold a Capital Markets Services License, is regulated by the Monetary Authority of Singapore (MAS) and is also an equal opportunity employer.
We are looking for talented highly motivated people who are keen to develop their career. We understand that the key to our success is our people. For this reason, we are committed to attracting and retaining the best possible candidates.
About The Job
The job responsibilities are:
- Conduct periodic CDD reviews of existing clients, performing enhanced due diligence, and ensuring overall compliance with procedural standards.
- Advise and Coordinate with Front Office on the CDD requirements by identifying gaps in the CDD documentations.
- Perform necessary screenings – Sanctions, PEP and Adverse Media/ Negative News screening.
- Perform account maintenance by ensuring any update of particulars request are promptly updated.
- Perform name screening on various platforms to facilitate the account opening process.
- Assist in maintenance of database for annual FATCA & CRS reporting.
- Able to perform clerical functions of scanning, uploading of documents into databases and packing the files for storage in warehouse.
- Any other ad-hoc responsibilities assigned.
Requirements:
- Bachelor’s degree in Banking/Finance/Business Management
- Understanding with requirements under MAS Notice on AML/KYC/CDD
- Familiar with FATCA/CRS requirements
- Minimum of 1 year of work experience preferred including KYC, AML.
- Fresh graduates are welcome to apply.
