We are looking for an amazing Compliance Manager to support our growth!
We are looking for a passionate analytical, diligent, highly ethical Compliance Manager who will work closely with the Global team members to orchestrate and maintain the enforcing regulations in all aspects and levels of business as well as provide guidance on compliance matters.
To succeed as a Compliance Manager, you should be coming along with experiences focusing on the regulatory compliance in the FX and CFD sector. You should be knowledgeable, collaborative, and motivated.
In short, what you will do
- Support the group as an advisory in relation to new products & expanding into new geographies.
- Assist in strategic planning in relation to regulatory change.
- Work with the group to develop a good understanding of their strategy, services, and products.
- Research new and existing laws, regulations, policies, and industry standards and identify existing and emerging business practice issues and risks of the group.
- Keep up to date with current business developments and regulatory issues that could impact the group.
- Propose solutions relating to compliance requirements that impact the group’s products and business.
- Participate in implementation of policies changes and any emerging regulatory issues impacting the group.
- Developing, implementing, and administering all aspects of the Company’s AML & Compliance Management Program
- Develop and maintain internal AML/CFT compliance manuals, policies, procedures, and systems.
- Review new and forthcoming regulations and advise how these are affecting the Company’s operations.
- Provide reports as directed, to keep the Board and senior management informed of the operation and progress of compliance efforts.
- Assist in maintaining the accuracy of compliance records, tests, training materials, logs, correspondence, reports, procedures, forms, policies, programs, and manuals.
- Record, monitor and respond to clients’ complaints.
- Provide support and guidance to other teams’ members where needed.
- Dealing with client complaints and legal matters related to compliance.
- Identify and deliver training on a regular basis.
What you need to bring along
- Bachelor’s qualification with Compliance professional of at least 3-5 years standing with specific focus on AML Advisory, regulatory compliance, etc
- Prior experience in the FX and CFD sector is highly desirable
- Experience in managing potential, present and future compliance risks related to the business, including risk identification, controls, and risk mitigation of potential non-compliance
- An ability to perform well in a fast-paced environment
- Experienced in managing financial institutions & experienced writing and executing compliance polices in relevant industry
- Excellent analytical and multitasking skills with the ability to solve the problems creatively and effectively
- Possess excellent interpersonal skills and multi-cultural awareness and sensitivity
- Ability to work independently while collaborating in a fast-pace agile team
- Ability to speak Mandarin and English fluently in order to communicate with global colleagues and stakeholders
Why join Us?
- Be at the forefront in an exciting sector. For more than 12 strong years, Vantage has been an award winning global financial services firm providing market opportunities to all clients globally. With millions of active traders ranging from retail traders to high-net worth and institutional traders, you will have the opportunities to get your foot in the door working for a global powerhouse that has a local focus.
- a household name – Vantage is now looking to accelerate our growth in the Asia Headquarter that based in Singapore that known as Vgroup. We are seeking someone that is willing to learn and apply their knowledge and stretch their creative thinking to support us during this momentous journey.
- Generous Benefits and Perks. We understand benefits and perks matter to individual. With that, we have an irresistible benefits and perks that you cannot resist.
- Amazing growth and learning opportunities. We are a tight knit team where everyone grows together. We’ll continuously work with you to refine your strengths and strengthen your weakness to further your personal and career development.
For confidential discussion, click here to apply. Due to the high volume of applicants, we regret that only shortlisted candidates will be notified.
