The Company
Our client is a global consulting firm working with a global bank specialized in Wealth Management. We are looking for a Financial Crime Prevention – AML / KYC Analyst with the ability to join as early as possible on an exciting 6 months project with potential of extension.
The Role
- Support the review of Wealth Management/Private Banking STRs filed in the past by gaining an understanding of each client’s profile through the information gathered during onboarding and ongoing reviews.
- Identify and evaluate the effectiveness of controls designed to address Financial Crime Prevention risks, provide practical, innovative, and value-added solutions to issues identified, and prepare reports of compliance testing findings for senior management.
- Develop and draft compliance testing reports summarizing design review and testing results and remediation efforts required by line management to address open issues.
- Help to develop applicable and appropriate compliance testing methods, processes, and templates to be used for specific compliance tests.
Requirement
- University degree or international equivalent, with a focus in a finance or internal audit related fields.
- 8 to 10 years of experience performing compliance testing and/or internal audit/program assessments either at a bank or a consulting/internal audit company to a bank, preferably Big 4 or similar.
- Familiar with the products of Wealth Management/Private Banking.
- Industry knowledge of relevant regulations, regulatory expectations, testing concepts and methods (e.g., sampling).
- Prior experience conducting AML related investigations.
- Well organized, especially in the areas of testing workpapers, documenting testing results and decision making, as these will be subject to review by internal audit and regulators.
- Good team player, and ability to work independently and confidently drive stakeholder discussions.
- Effective communication skills with all seniority levels, strong verbal and in writing skills.
Apply Today
Please send your resume, in WORD format only and quote reference number GO12885424, by clicking the apply button. Please note that only short-listed candidates will be contacted.
EA Licence No.: 07C5595 | EA Registration no.: 1989404
