Our client in the banking industry is urgently inviting applications to join their team as an
AVP, Operations Regulatory Reporting
Key responsibilities
- Oversee the regulatory reporting performed by the team and by the vendor on behalf of IPB APAC.
- Conduct reviews on all regulatory reporting requirements to ensure compliance with regulation in each jurisdiction (Completeness, Accuracy, Timeliness).
- Manage changes as required on issues flagged out on the reporting.
- Ensure that all new regulations and changes to existing regulations are identified and properly implemented in the bank.
- Provide assurance that effective processes and controls are in place to manage and perform the Regulatory Reporting tasks.
- Liaise and work in collaboration with counterparts in the different regions to ensure consistency and harmonization of approval on global issues.
- Escalate issues / red flags identified, which may result in late or incorrect regulatory submission to senior management for resolution and remediation.
- Participate in methodology reviews and implementation of any methodological changes.
- Participate in system enhancement IT and support process improvement projects.
Skills and experience
- Undergraduate degree from an accredited college or university
- Minimum 5 – 7 years of operations experience in the banking and financial sector.
- Individual is required to have experience in transaction reporting and/or regulatory reporting
- Good understanding of HKMA / MAS / BaFin / EU (i.e. MIFIR) / US regulatory requirements
- Familiarity with the requirements under the Common Reporting Standards (CRS) / FATCA
- Subject Matter Expert within the field of relevance e.g. Regulatory, Operations processes.
- Expert-level analytical skills, flexible regarding production problem solving.
- Experienced in effectively communicating with and positively influencing stakeholders and team members.
- Excellent communication skills. Fluent in English.
- Displays a high degree of control awareness, attention to detail and focuses on providing quality output.
- A strong team player and ability to work under pressure against tight timelines.
Interested applicants are invited to write in with their updated resume to [email protected].
EA License No. 16S8296 • EA Personnel Registration No. R21102756
