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Jobs in Singapore   »   Jobs in Singapore   »   Quality Assurance / Control Job   »   [PERM] Compliance Officer – Asset Management firm
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[PERM] Compliance Officer – Asset Management firm

Gmp Technologies (s) Pte Ltd

Responsibilities:

  • Examining laws and regulations applicable to the Company
  • Provide advisory and manage any Anti-Money Laundering (AML) queries
  • Conduct due diligence checks and account/profile reviews at Client onboarding or periodically
  • Review any transactional alerts or investment restrictions generated from portfolio management system
  • Review marketing materials, completion of appropriate forms and account forms
  • Work with relevant departments or personnel in case of customer and operational complaints
  • Identify and mitigate client relationships and/or account activities that may present sanctions risk
  • Conduct screenings and investigations on accounts or relationships where potential AML risks are detected
  • Provide investigation findings, recommendations and follow-up procedures, where applicable
  • To participate, assist or lead any compliance trainings and AML-related projects


Requirements:

  • Min Deg with 5 years of relevant experience in a compliance department within EAM or Private Banking space
  • Thorough understanding of both Singapore (e.g. Capital Markets Services – Securities and Futures Act) and worldwide laws (e.g. FATCA/CRS)


Please state your availability, current and expected salary in the resume.


Qualified or interested candidates, please visit our GMP website at www.gmprecruit.com/current_jobs/posting.aspx to apply for this position with GMP Job Code: 23606


Tel: 6233 0482 - Eddie Tang (R1221129)


We regret that only shortlisted candidates will be notified.


GMP Technologies (S) Pte Ltd | EA Licence: 11C3793 | Eddie Tang | Registration No: R1221129

✱   This job post has expired   ✱

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