Responsibilities:
· Prepare and review compliance handbook
· Handle MAS filings and inquiries from regulatory bodies
· Perform regular compliance checking to ensure compliance with regulatory requirements
· Handle KYC and AML-related matters as well as client onboarding compliance check
· Provide relevant advisory to business/support units and other AML teams on matters relating to compliance issues, transaction monitoring review and investigation conducted by the unit
· Perform analysis of suspicious transaction/activity reports to identify AML risk trends to support the AML risk management and controls within the Group
· FATCA / CRS reporting in accordance with relevant requirements
· Handle CPT related matters, such as update of CPT register
· Develop regulatory governance frameworks, policies, and procedures to effective management of regulatory risks for company, clients
· Facilitate and address any MAS queries and external authorities, as well as internal and external audits
· Familiar with outsourcing guidelines and prepare relevant policies, procedures and documents in compliance with MAS regulations and guidelines
· Undertake other ad-hoc duties as assigned
Requirements:
· University Degree in Business, Law, Finance or related disciplines
· At least 3 years of strong compliance experience in local regulatory compliance and risk management, with demonstrable knowledge of relevant regulatory requirements
· Strong knowledge or prior experience in key regulatory requirements such as the Securities & Futures Act, Financial Advisers Act, MAS Notices and Guidelines, and AML/CFT regulations
· Work independently, self-motivated, strong analytical skills and ability to exercise sound judgment and manage execution under pressure
· Familiar with FATCA and CRS reporting is preferred
· Effective communicator in both English and Mandarin to liaise with Mandarin speaking clients
