Perm Compliance Officer
Responsibility and Tasks
· Examining laws and regulations applicable to the Company
· Ensure that appropriate systems and controls to manage its legal and regulatory risks are in place and are in line with the internal policies and procedures
· Provide advisory and manage any Anti-Money Laundering (AML) queries
· Conduct due diligence checks and account/profile reviews at Client onboarding or periodically, in accordance to regulations and the Company’s policies
· Review any transactional alerts or investment restrictions generated from portfolio management system
· Review marketing materials, completion of appropriate forms and account forms
· Work with relevant departments or personnel in case of customer and operational complaints
· Identify and mitigate client relationships and/or account activities that may present sanctions risk
· Conduct screenings and investigations on accounts or relationships where potential AML risks are detected
· Provide investigation findings, recommendations and follow-up procedures, where applicable
· To participate, assist or lead any compliance trainings and AML-related projects
Requirements:
· At least ~5 years of relevant experience in a compliance department in EAM or Private Banking before
· Able to prioritise and multi-task in a fast-paced environment
Salary: $5000 - $7000
Location: CBD
Working hours: 9-6 pm mon-fri
Please state your availability, current and expected salary in the resume.
Qualified or interested candidates, please visit our GMP website at www.gmprecruit.com/current_jobs/posting.aspx to apply for this position with GMP Job Code: 24020
Tel: 6233 0450
WA: 87555290
Bryan Huang (R22104680)
We regret that only shortlisted candidates will be notified.
GMP Technologies (S) Pte Ltd | EA Licence: 11C3793 | Bryan Huang | Registration No: R22104680
