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Jobs in Singapore   »   Jobs in Singapore   »   Quality Assurance / Control Job   »   Regulatory Compliance Lead - Trading and Capital Markets
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Regulatory Compliance Lead - Trading and Capital Markets

Beathchapman (pte. Ltd.)

Beathchapman (pte. Ltd.) company logo

The Role

My Client is a global Financial Services Firm and we are looking for a Compliance professional to join the team in Singapore. This is a new headcount due to their expansion plans in Asia, and you will be given the exposure across the Compliance function with proven leaders in the industry.


Responsibilities

  • Implement and spearhead new Compliance framework within the business
  • Identity Compliance gaps and implement framework to mitigate gaps and risks.
  • Ensure that policies are in line with Regulatory requirements and provide advisory to the business.
  • Any other adhoc Compliance duties across the Group level
  • Maintain and build a Compliance culture in the firm

You must:

  • A bachelors degree in a reputable university
  • 5 to 12 years of experience in a Compliance role – FICC / Commodities experience preferred
  • Strong understanding of regulations and brokerage rules
  • Be able to work independently, while also being a strong team player

Take charge of this opportunity to welcome a new career challenge in 2024.


Interested parties please get in touch with Weiyun via [email protected] for a confidential discussion.


EA Personnel No.: R1985201

BeathChapman (Pte. Ltd.)

Licence No.: 16S8112

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