Primary Objective:
- Perform functional audit of RHB Asset Management and other Singapore entities in order to ensure:-
- Soundness and adequacy of governance, risk management and internal control system (with a focus on Asset Management but should be comfortable with all auditable areas of a bank)
- Compliance with statutory and regulatory requirements as well as internal policies and guidelines.
Key Responsibilities:
- Execute risk based audit assignments within the approved audit plan and budget, which include:-
- Proper documentation of audit works with adequate supporting documents;
- Draft audit findings to highlight internal control weaknesses, irregularities, inefficiencies and non-compliances as well as recommendations to enhance existing control system and remedial action
- Attend audit exit discussion with respective Head of BG/FG/BA/FA to discuss audit issues and recommendations and subsequently draft the audit reports; and
- Follow-up and tracking resolution status of outstanding audit issues.
- Maintain Audit Program and ensure continuous review of audit approach by taking cognizance of changes effecting the operations and to ensure that the audit methodology is comprehensive and up to date.
- Participate in project review, meetings and other audit assignments when required by Section Head or Head of Internal Audit
- Attend and witness the opening and closing of tenders called by the Management as and when required