Position Overview: We are seeking a highly skilled and experienced Regulatory Specialist for a Big 4 consulting firm. The ideal candidate will possess 4-5 years of relevant experience, with a strong background in audits and a keen interest in specializing in regulatory compliance within the financial services sector, specifically focusing on banks.
Key Responsibilities:
- Conduct thorough audits of internal processes, procedures, and documentation to ensure compliance with regulatory requirements.
- Keep abreast of changes in regulatory policies, guidelines, and standards pertinent to the financial services industry, particularly within banking.
- Collaborate with internal teams to develop and implement strategies for maintaining compliance with regulatory requirements.
- Provide guidance and support to various departments on regulatory matters, offering expert advice and solutions to mitigate risks.
- Assist in the preparation of regulatory reports, submissions, and filings as required by relevant authorities.
- Participate in regulatory examinations and audits, acting as a liaison between the company and regulatory agencies.
- Conduct training sessions and workshops to educate employees on regulatory compliance best practices and requirements.
- Proactively identify potential compliance issues and recommend corrective actions to ensure adherence to regulatory standards.
- Maintain accurate records and documentation related to regulatory compliance activities.
Qualifications:
- Bachelor's degree in Business Administration, Finance, Law, or a related field.
- 4-5 years of experience in regulatory compliance within the financial services industry, with a focus on banks preferred.
- Strong understanding of audit principles, practices, and methodologies.
- In-depth knowledge of regulatory requirements applicable to the financial services sector, including but not limited to banking regulations.
- Excellent analytical skills with the ability to interpret complex regulatory guidelines and assess their impact on business operations.
- Exceptional attention to detail and a commitment to accuracy in all compliance-related activities.
- Strong communication skills, both verbal and written, with the ability to effectively communicate complex regulatory concepts to various stakeholders.
- Proven ability to work collaboratively in a team environment and build positive relationships across different departments.
- Relevant professional certifications (e.g., CRCM, CAMS, CIA) are a plus.
If you are interested in this position, please feel free to drop me a message and send your CV over to [email protected]
Argyll Scott Singapore Pte Ltd
Su-May Lam
EA Reg No: R1873088
