Ingenia Consultants Pte. Ltd. is supporting small and medium-sized financial institutions, including fintech companies, in compliance and internal audit. We provide superior-quality and innovative services to facilitate compliance, regulatory and operational risk management to enable financial institutions, regardless of their size, to provide outstanding services to their clients.
As an internal audit associate, you will be responsible for assisting/conducting internal audit engagements for external financial services industry clients, which include the test of design, test of the operating effectiveness, and report drafting on the internal controls implemented in relation to regulatory requirements and industry best practices. You will become acquainted with financial regulations, get to know different financial institutions and their business models, and learn how the regulations apply to their various activities.
Responsibilities:
- Evaluating the design and validating the operating effectiveness of internal controls in various business processes for audit clients.
- Provide risk advisory audit support to audit engagements on regulatory and compliance matters.
- Prepare internal audit reports, including audit observations and recommendations on business processes and enhancement of internal controls with regulatory requirements and industry best practices.
- Review and recommend practical business process improvements to address control gaps and enhance efficiency where possible.
- Reviewing and formulating recommendations for processes and controls in compliance with regulatory requirements.
- Participate in fieldwork and inform engagement managers on job status.
- Using audit software for data analysis and work documentation.
- Any other ad-hoc task as assigned.
Requirements:
- Possess a Degree in Finance / Accountancy / Business Administration or equivalent.
- Proficiency in internal control policies and business process controls.
- Understanding of financial institutions’ structures and processes for EAMs, FMCs and payment services companies.
- Knowledge of governance, risk management, internal control frameworks and regulatory requirements, including best practices,
- Strong analytical and problem-solving skills.
- A team player and able to work independently with minimal supervision.
- Good writing, communication and interpersonal skills.
- Ability to multitask.
Fresh graduates are welcome to apply.
