Job Description
• Ensure On-boarding KYC, KYC on customers’ account maintenance and periodic. KYC review documents are appropriate, sufficient and the completeness of customers’ documents are in accordance to the AML standard set by the bank.
• Perform validation on transaction reviews and be able to identify any
abnormal transactions during KYC review.
• Ensure proper tracking and documentation of all KYCs conducted for
customers and reviews are completed timely as per AML requirements.
• Partner with Business unit and work closely with Compliance when
performing due diligence checks on customers.
• Initiate STR filing if any suspicious activity is uncovered during KYC
checking and reviewing on a timely basis.
• Organize regular AML training for business units to promote compliance awareness and updates on regulatory requirements
• Assist to streamline KYC processes and propose solutions to LCD for future revisions.
• Other ad-hoc duties as assigned by Management.
Job Requirements
• At least 3 years of relevant working experience in the AML/KYC/CDD related functions in Corporate Banking / Commercial Banking.
• Keep a good in-depth knowledge and understanding of current AML/CFT regulation and KYC procedures.
• Self-motivated, meticulous and able to multi-task.
• Possess good communication and interpersonal skills.
• Computer literacy essential in Microsoft Word and Excel.
• Able to work both independently and as a team
• Effectively bilingual in English and Chinese language both in spoken and written form so as to communicate with Chinese counterparts.
