Responsibilities Include:
· Opening new customer accounts
· Carrying out KYC checks on new customers, ensuring all new customers are appropriately vetted and checks carried out in line with the firm's compliance requirements.
· Keeping accurate and up-to-date records of all contact with customers and ensure there is a full audit trail.
· Timely and effective escalation of potential customer relationship issues and devising possible resolutions.
· Maintaining excellent knowledge of KYC and money laundering procedures and the relevant regulation
· Assisting the Compliance team with the development of the firm's AML processes and procedures.
· Supporting the Compliance Team on day-to-day tasks and projects (eg regulatory training for staff, KYC refreshers)
· Dealing with general internal and external customer queries, responsibility for delivering against committed timelines
· Dealing with queries from finance and legal
Our ideal candidate will have:
· 2-3 years’ experience of AML requirements either via a Client On-boarding role or similar role including an understanding of client structures and AML requirements for hedge funds, private corporations, financial institutions, etc
· Strong verbal and written communication skills
· Knowledge of AML requirements for non-UK based customers, both European and worldwide
· Good knowledge of Microsoft Office
· A professional, willing, and proactive approach, with a keen attention to detail
· The ability to work with limited supervision, with good time-management skills.
· A confident communicator with a positive work ethic and the ability to build credible relationships with customers both internal and external.
· Proven ability to work well in a global team environment.
· Experience on FIA/ EGUS Give-up system
Benefits
You will receive:
· 18 days holiday
· Discretionary bonus
· 10am to 7pm Monday to Friday
