Client Onboarding/ Compliance Officer (Private Bank, Perm)
Responsibilities
- Ensuring compliance with external and internal Regulations
- Review account opening documents submitted by front office and ensuring accounts updated in the system promptly
- Assess AML/KYC risk and approval for risk client relationships booked
- Work with overseas offices to provide input on account opening.
- Review and approve the on-boarding of new client relationships and accounts for individuals and the respective corporate entities and ensure compliance with the bank’s and regulatory policies and procedures.
- Review and assess the Source of Wealth narrative and corroboration submitted by the Front for new to bank prospects and / or existing clients
- Provide advice to internal staff, management and local risk committees on the AML/CFT risk of a client relationship.
- Ensure KYC/CDD issues are properly identified, assessed, and documented.
- Ensure timely assistance and cooperation is rendered to MAS' and law enforcements' requests for information.
Requirements:
- Possess Degree with 5 years of experience in Compliance
- Familiarity with local MAS regulatory rulings
- Meticulous and eye to detail
- Team player and independent
- Capability to work under stress and face pace environment
Salary:
$7000 - $10000
Location: Changi business park
Working hours: office hours 5 weekdays
Please state your availability, current and expected salary in the resume.
Qualified or interested candidates, please visit our GMP website at www.gmprecruit.com/current_jobs/posting.aspx to apply for this position with GMP Job Code: 24134
Tel: 6233 0450
WA: 87555290
We regret that only shortlisted candidates will be notified.
GMP Technologies (S) Pte Ltd | EA Licence: 11C3793 | Bryan Huang | Registration No: R22104680
