We are seeking a highly skilled and experienced Chief Legal Officer (CLO) with expertise in international government filings and US financial regulations to join our dynamic team. you will be responsible for overseeing and managing all legal matters related to regulatory compliance and government interactions across our global operations, playing a pivotal role in shaping the company's legal strategy and ensuring compliance with international laws and regulations
Responsibilities:
- Develop and implement strategies for managing and optimizing international government filings, including regulatory submissions, permits, licenses, and other required documentation.
- Collaborate with internal stakeholders, including executives, department heads, and legal teams, to ensure alignment with business objectives and regulatory requirements.
- Collaborate with external legal counsel and advisors as needed to address complex legal issues and ensure the company's interests are protected.
- Advising on the legal aspects of fundraising strategies, including private placements, public offerings, crowdfunding, and other fundraising methods.
- Drafting and reviewing offering documents, such as private placement memorandum (PPMs), prospectuses, subscription agreements, and other disclosure materials.
- Ensuring compliance with securities registration requirements or exemptions under Regulation CF, Regulation D, Regulation S, Regulation A+, or other exemptions available under US securities laws.
- Conducting due diligence on investors and potential counterparties to ensure compliance with AML/KYC requirements and mitigate legal risks.
- Negotiating and structuring investment transactions, including equity investments, debt financing, convertible securities, and other financial instruments.
- Manage relationships with government agencies, regulatory bodies, and other external stakeholders to facilitate efficient and effective communication and compliance.
- Provide leadership and guidance to the legal team, fostering a culture of excellence, collaboration, and continuous improvement.
- Conduct internal audits and assessments to identify areas of non-compliance or potential risk and develop strategies to address them.
- Represent the company in legal proceedings, negotiations, and other interactions with governmental entities as necessary.
- Stay abreast of changes in international laws and regulations that may impact the company's operations and provide proactive guidance to mitigate risks.
Requirements
- Juris Doctor (J.D.) Degree from an accredited law school.
- Admission to the bar in at least one jurisdiction; additional admissions preferred.
- Minimum of 7 - 10 years of experience practicing law, with a focus on international regulatory compliance and government filings.
- Excellent communication and interpersonal skills, with the ability to effectively collaborate and negotiate with internal and external stakeholders.
- Demonstrated leadership abilities, with experience managing and developing high-performing legal teams.
- Strategic thinker with the ability to anticipate and mitigate legal risks while supporting business objectives.
Desirable Experience (Added Advantage):
- Proven track record of success in managing complex legal matters, regulatory challenges and experience in the fintech industry with familiarity on the unique legal challenges and regulatory frameworks governing financial technology companies. This includes compliance with financial regulations (e.g., KYC, AML, GDPR, PSD2)
- Deep understanding of US financial regulations such as the Securities and Exchange Commission (SEC), the Commodity Futures Trading Commission (CFTC), the Financial Industry Regulatory Authority (FINRA), and other federal and state regulatory bodies
