Job Responsibilities:
- Perform customer due diligence activities including clearing of screening matches and carrying out enhanced due diligence on high risk customers in accordance to the target turnaround time.
- Perform peer quality check/review on activities carried out by other analysts as and when required by the supervisors.
- Ensure proper documentation of work performed and retention of such documentation.
- Liaise with various business and functional units for information gathering to ensure customer due diligence activities are completed properly and accurately.
- Escalate positive matches of high risk customers and other key AML/CFT issues to the supervisors.
- Familiarize one-self to all the relevant internal policies, process and procedures in order to carry out the job function properly.
- Takes accountability in considering business and regulatory compliance risks and takes appropriate steps to mitigate the risks.
- Maintains awareness of industry trends on regulatory compliance, emerging threats and technologies in order to understand the risk and better safeguard the company.
- Highlights any potential concerns /risks and proactively shares best risk management practices.
Job Requirements:
- Preferably Diploma in Financial/Business/Accounting studies or relevant Degree.
- At least 1 – 2 years of relevant working experience
Key Knowledge:
o Financial Services industry
o AML/CFT rules and regulations
o Relevant internal policies and procedures
o Computer literate - Microsoft Office and BAE/Detica/Norkom AML System
