Welcome to JP Morgan Chase. If you are a strategic thinker, passionate about the latest developments in the banking industry and want to learn more about it, you have found the right team. The Asia Corporate Functions Audit Team is responsible for audit coverage of key corporate functions such as Compliance, Risk, Finance (including capital management and corporate tax), APAC Location Governance, Legal, Treasury and Chief Investment Office, Human Resources, Global Real Estate, Global Security & Investigation.
As a Risk Management Auditor, Associate within our Corporate Functions team, you will be exposed to Risk Management audit execution primarily covering Asia Legal Entity Risk Management including Credit, Market, Liquidity, Interest Rate, Model, Climate and Environment Risks. You will work as part of the regional and global audit teams. The role may also require applicants to support other Corporate Functions audits from time to time.
If you are a mature and experienced professional who possesses strong auditing skills, knowledge of financial instruments and trading products, and an understanding of internal control systems within a financial institution, a strong team player as well as a self-starter, able to multi-task and work under pressure in a dynamic business environment, you may be a good fit for our team.
Job responsibilities:
• Leading and executing audits efficiently including audit planning, audit testing, control evaluation, report drafting, work paper documentation and follow up and verification of issue closure
• Partnering with colleagues, clients and control community members to evaluate, test and report on the adequacy and effectiveness of management controls. This is conducted in accordance with department and professional standards
• Working collaboratively with line of business, technology and risk auditors in the early identification of emerging control issues and reporting them to audit management
• Documenting audit workpapers and reports with minimal supervision by the Audit Manager
• Communicating audit issues and results clearly and concisely in both verbal and written form, and effectively influence the reporting process
• Establishing and maintaining strong working relationships with key business stakeholders
• Partnering with other groups within Audit (Corporate & Investment Bank, Technology, Asset Management, etc.) to ensure the delivery of a seamless program of audit coverage across JPMorgan Chase
• Staying up to date with evolving regulatory, industry and market events impacting the firm's risk organization, particularly those unique to the region
Required qualifications, capabilities, and skills:
• A minimum of 5 years of audit or relevant compliance/regulatory/finance experience in an International Banking environment, with experience in Risk Management related activities required
• Bachelor’s degree in Accounting, Finance or related discipline
• Ability to lead audits, work effectively within a matrix organization, manage multiple projects and participate in audit assignments in a team environment
• Good understanding of internal control concepts and audit methodology with the ability to evaluate and determine the adequacy and effectiveness of controls
• Proficiency in risk assessment, issue/impact analysis and executive report preparation
• Excellent communication and interpersonal skills required with ability to present complex and sensitive issues to senior management
• Proven ability to be able to multi-task, complete projects on time and on budget, and adjust to changing priorities.
• Enthusiastic, self-motivated, effective under pressure
• Works well individually and in teams, shares information, supports colleagues and encourages participation
Preferred qualifications, capabilities, and skills:
• Mandarin is a plus given some responsibilities that will cover Mainland China and North Asia
• CPA/CA, CIA, CAMS or equivalent certification preferred
• Effective data analytics skills using Excel, Alteryx, VB/SQL/Python and any other similar tools is a plus
• Some travel may be required (up to 10%)
To apply for this position, please use the following URL:
https://ars2.equest.com/?response_id=26fde3a53fe61f407dce6db99c73a6fa
