About the role:
We are looking for a Executive, Compliance who will be assisting the Compliance team to execute and ensure the Company's processes and procedures are in compliance with Notice 6 of the FAA. The ideal candidate has to be comfortable to work with strict deadlines and ensure that screenings and periodic reviews are completed within the stipulated timeline.
Responsibilities:
- Conduct due diligence (e.g. screening) checks on clients, new representatives, new employees, vendors, etc
- Conduct pre-transaction reviews of clients' submissions to detect and report any potential Anti-Money Laundering / Combating the Financing of Terrorism (AML/CFT) risks
- Conduct periodic reviews to detect and report any potential trends of AML/CFT risks
- Ensure pre-transaction reviews are completed before processing of any submissions
- Enhance existing processes to remain relevant and up to-date with changes in regulations
- Provide advice to stakeholders (e.g. management, representatives, employees etc.) in relation to AML/CFT
- Assist in AML/CFT related projects
- Assist in any other ad-hoc works as assigned by the team lead or Head of Department.
Requirements:
- At least one (1) year of relevant experience in AML, Compliance or Audit related fields would be preferred
- Fresh graduates may be considered
- Good knowledge of Microsoft Excel (e.g. pivot table) and Tableau
- Knowledge of FAA requirements would be preferred
- Good interpersonal and communication skills
- Able to work independently
