An exceptional opportunity has emerged for a seasoned Chief Regulatory Officer to join a prestigious financial institution.
The selected candidate will lead the Legal, Regulatory, and Compliance Department, reporting directly to the Chief Executive Officer and Board on all relevant matters. In this capacity, you will oversee legal, board secretariat, and compliance functions, as well as develop and maintain the necessary frameworks and policies to support these areas. Your responsibilities will include managing regulatory functions such as member supervision, on-site inspections, and market surveillance, ensuring the implementation of relevant frameworks, policies, and trading/clearing rules. Liaising with the Monetary Authority of Singapore on regulatory and compliance issues is also a crucial aspect of the role.
To excel in this position, the ideal candidate should have at least 10 years of experience in financial industry regulation, particularly in the futures industry, along with substantial managerial experience. A comprehensive understanding of the Securities and Futures Act is essential, as is a Bachelor's degree or higher from a reputable educational institution. Exceptional stakeholder engagement skills, effective communication with senior management, board directors, and peers, and proficiency in both English and Chinese (spoken and written) are required due to business needs.
Interested candidates are invited to apply with confidence by contacting [email protected] or [email protected] for a confidential discussion.
Please note that due to the high volume of applications, only shortlisted candidates will be contacted. Additionally, we can only consider candidates who do not require sponsorship for work passes in Singapore. We appreciate your understanding.”
EA: 22S0952
