Responsibilities
- Perform AML monitoring/review on Trade post-transaction files.
- Review/investigate Trade manual screening alerts and red flag escalated by trade processing team for potential sanction violations in accordance with SMBC policies.
- Ensure that review and investigation conclusions are adequately and properly documented for regulatory/audit level review.
- Coordinate and/or prepare the required management information reporting data as applicable.
- Perform daily name screening alert clearance.
- Other tasks as assigned by Group Head / Team Lead.
Requirements
- Bachelors degree
- Able to link diverse information to build a full picture and spot inconsistencies
- Strong team player
- Good communications skills, hands on, independent and proactive in carrying out investigation on customers and/or transactions. Able to work with front office and back office
