My client is a dynamic financial services firm looking for a Deputy Compliance Manager to join their team. If you are a Market Conduct Professional or an Investigator looking for a rewarding career where you can contribute your expertise and make a difference, this role is for you.
Responsibilities:
- Manage investigations end-to-end including conducting interviews and drafting investigation reports.
- Mentoring of juniors from the Compliance department
- Ensure all relevant laws and regulations issued by MAS are updated and adhered to
- Conduct audits to identify critical risk areas, e.g. training and competency quality
Requirements:
- Degree holder of min. 3 years' experience in conducting market conduct/investigations related work preferably within FA firms, insurers or banks. (also open to police investigation officers)
- Proactiveness and ability to adapt quickly in a fast-paced environment.
- Ability to work with different stakeholders
- Possess report writing and documentation skills
- Understanding of relevant regulations, including FAA and LIA guidelines.
Perks:
- Opportunity to grow professionally in a supportive environment.
- Join a young collaborative team dedicated to excellence and continuous improvement.
- Hybrid working arrangements
Don't miss out on this exciting opportunity to be a part of a dynamic team. Apply directly or reach out to Jeanie Ng via email to [email protected] or dial +65 6351 6993 to be considered immediately, as this role is highly competitive.
