About the job
The primary objective of this role is to help ensure the effective management of relationships with all regulatory entities, brokers/clearers, and internal compliance, while diligently adhering to market risk limits.
Responsibilities
- Regulatory Compliance: Assist in maintaining the company's risk and compliance framework in line with regulatory requirements. Help prepare regulatory filings, stay informed about regulatory changes, and support in handling inquiries and audits.
- Broker Relations: Support the development and maintenance of relationships with brokers. Assist in negotiating service terms and monitor broker performance to ensure high-quality service.
- Compliance and Risk Management: Aid in the establishment and enforcement of compliance rules. Participate in regular audits and help provide training to staff to ensure adherence to compliance standards.
- Risk Monitoring: Assist in defining and enforcing risk limits. Help in monitoring risk levels and support the implementation of proactive measures to mitigate risks.
- Stakeholder Communication: Assist in maintaining communication with stakeholders. Help prepare comprehensive reports on compliance and risk management, and contribute to the continual improvement of processes for enhanced efficiency and effectiveness.
Requirements
- Education: Bachelor’s degree in Law, Business, or Economics.
- Experience: Fresh graduate are welcome
- Skills: Strong organizational and communication skills, detailed knowledge of regulatory requirements, and the ability to handle complex negotiations and partnerships.
Application Instruction & Selection process
Interested candidates should send a copy of their resume to [email protected] with “Application for Junior Legal Associate” in the subject line. The selection process will involve an initial screening of applications, followed by interviews for shortlisted candidates.
