Job Description
- Provide high quality compliance and operation risk control advise to business and support function on applicable internal policies, laws and regulations
- Provide high level analysis on changes to regulations and provide support to business on implementation
- Be responsible for ongoing review and update of Singapore compliance manual and relevant sections of operating manual
- Provide compliance and operation risk control support on all issues including investment suitability products cross border issues
- Design and delivery of compliance training and materials including induction and quarterly black belt trainings
- Conduct enhanced due diligence reviews on high-risk customers and AML/CTF investigations
Requirements
- Bachelors in Law, Finance, accounting, business, or related field, J.D, L.L.M degree is a plus
- More than 5 years in a previous compliance managerial position at a brokerage, banking, trading company
- Comprehensive knowledge of Singapore regulation environment, familiar with MAS requirements
- Experience in drafting policies, procedures and manuals as well as preparing reports for regulatory bodies and internal management
- Strong sense of responsibility with strong analytical and organizational skills
- Good command of English and second language (Mandarin, Thai, etc )
- Singapore citizen or PR
