Key Role
- Support the Team Lead in conducting compliance assurance testing on 1LOD/2LOD AML/CFT controls on a regular basis or as required.
- Adopt and adapt the Group’s testing methodologies in carrying out the reviews
- Independently design and develop review programs for effective execution
- Identify AML/CFT compliance related risks, escalate and provide suitable recommendation for findings detected
- Document and perform record-keeping for reviews conducted
- Prepare case summary reports and presentation deck for management reporting
- Support AML/CFT compliance activities and take part in assigned projects on an ad-hoc basis
- Be the main liaison for Compliance for all internal and external AML Compliance related audit engagements
- Stay abreast of regulatory developments and best practices within the region
- Prepare training materials and conduct trainings, if required
Other function(s)
- Assist the Team Lead in carrying out any assigned duty relating to compliance;
Carry out any other projects or work as and when directed by the Head Group Compliance, Singapore from time to time.
