Charterhouse Partnership is partnering with an established Financial Institution to source for a Regulatory Compliance VP, with a focus on Ethics and Conduct. Reporting to the Head of Regulatory Compliance, you will be tasked to provide quality regulatory advice to business and support functions.
Responsibilities
- Ensure compliance with Singapore regulations across all bank functions, managing risks related to Outsourcing Arrangements, Incident Management and Reporting, Related Party Transactions, and Corporate Governance.
- Engage in system configuration discussions and conduct User Acceptance Testing (UAT), including reviewing business Standard Operating Procedures (SOPs) as needed.
- Communicate new regulations and regulatory expectations to various business and corporate functions and senior management, assisting with implementation as necessary.
- Plan and conduct the annual Key Obligation Register exercise to ensure compliance with key regulatory requirements.
- Conduct regular monitoring and testing to identify compliance gaps in business processes and workflows, and provide recommendations for remediation.
- Oversee remediation plans for completed compliance tests to ensure effective resolution of identified issues.
- Support additional Regulatory Compliance Projects as required, ensuring the bank meets all regulatory obligations.
Requirements
To be qualified for this opportunity,
- Possess Bachelor’s Degree or equivalent
- Min. 5 years of regulatory compliance experience in monitoring and testing of retail
- and/or corporate products is a plus
- Good project management and problem-solving abilities with an eye for details
- Excellent written and verbal communication skills
- Excellent interpretation for law and regulations
- Proactive and a can-do attitude
For more information on this opportunity, please reach out to [email protected] or call 69500354 for a confidential chat.
