- Understand AML, Compliance and regulatory controls in each dept and requirements of applicable regulations and policies
- Assist to create quality assurance programs in line with Compliance and AML action plans and internal policies
- Review and update QA programs periodically and upon changes to laws and policies
- Execute the QA program and report on the results, highlighting actual/potential breaches, areas of weakness and making recommendations for improvements where applicable
- Follow up on QA recommendations, working closely with Compliance and AML teams and other depts
- Oher tasks as assigned by Team or Dept Head
Requirements :
- Degree or Diploma
- Professional certification such as CAMS or ICT
- At least 2 years experience in a QA or audit function in a bank or financial institution focusing on AML and compliance.
- Must have an eye for detail and an analytical mind and willing to be hands on.
- Good working knowledge of AML and corporate compliance requirements.
- Proficient in Microsoft Excel and some experience in dashboard creation
