This position focuses on establishing governance, risk and compliance culture through analysis, reporting, identifying risks and establishing controls for the first and second lines of defence.
Roles and Responsibilities
• Acting as the liaison officer to professional and regulatory bodies
• Assist with customer onboarding and periodic reviews, conducting KYC/CDD
• Conducting due diligence on counterparties and business introducers
• Updating of risk and compliance manuals, and maintenance of risk and compliance registers
• Organizing and conducting training sessions to educate staff on internal policies and relevant regulations.
• Conducting portfolio risk review and order placement review.
• Assist in the Company’s external and internal audits
• Manage regulatory reporting and relevant Monetary of Authority submissions.
• Supporting ad-hoc tasks and projects when required.
Skills and Experience:
• Degree in Accounting, Banking & Finance, or equivalent.
• 3 to 5 years of audit and/or Compliance, KYC/CDD experience.
• Understanding of Singapore AML laws and regulations.
• Detail-oriented, self-motivated, resourceful, and a team player.
