Job Scope of Dealer & Middle Office Support
Key responsibilities include but not limited to:
- Securities Dealing in respect of fund management activity of the Company
- Execution of trades in global markets via Bloomberg AIM with accurate placement on behalf of Investment Managers
- Perform pre-trade compliance check, detect irregularities and facilitate exception handling in Bloomberg System
- Maintain proper records for orders placed with brokers and the stocks bought under various funds managed / advised
- Adhere to all the regulatory compliance requirements of CMS License holder to the extent it is relevant to fund management
- Establish/maintain relationships with the select brokerage houses and try to derive the best research inputs for the active management of the funds
- Dealing-coordinating with back office for trade settlement, custodian, N.A.V, Accounts thereof & assist with middle office operations
- Preparation of compliance reports and other MIS reports with respect to the dealing function
- Preparation of monthly fund reports / performance analysis on the funds managed by the Company
- Participate in proxy voting on behalf of managed funds
- Any ad hoc duties as required in support of the organisation functions
Requirements:
- Candidate must possess at least Diploma/ Bachelor's Degree
- At least 5 years of related work experience preferred
- CMFAS Module 3 (M3) - Rules & Regulations for Fund Management
- Able to work independently and as a team player
- Detail oriented and able to multi-task, able to work under stress & tight timelines
- Knowledge on Excel, Bloomberg AIM. Microsoft VBA macro skill would be beneficial
