Responsibilities:
- To perform KYC due diligence of new relationships and existing clients (periodical revisions) for Hong Kong, Singapore, China, Malaysia, Australia, Taiwan and Japan entities
- To conduct checks and due diligence on these clients primarily looking out for PEP/Adverse news/information that may be detrimental to the reputation of the bank;
- To liaise and coordinate with Front Office and Client Office Team on the collection of the KYC documents/information;
- To escalate complex cases to APAC Compliance and/or Head Office Financial Security for advice, clarification or validation where applicable;
- To provide guidance and sharing of KYC knowledge to the junior team members in the team and other departments;
- Inputting and Maintenance of the Static Data/Accounts of the Clients into the KYC Database;
- Ensure accurate and proper maintenance of statistics for timely MIS reporting/other ad-hoc reports and perform monthly reconciliation on the KYC Status versus Opened Accounts of the Existing Clients (when required);
- To work with Client Office to ensure deliverables is done in accordance with business’ priority
- To raise escalation early to respective managers when there is seen to be a potential issues
- Participate in discussion and regular calls with stakeholders to go through statuses of Periodic Review cases
- To take part in Projects and perform UAT testing
- To perform ad-hoc screenings and other duties assigned
Required Skills
- Bachelor’s Degree Holder in Banking / Finance equivalent
- Minimum 2 to 3 years of experience in KYC / CDD, preferably in Corporate Investment Banking with a good understanding of AML/CFT Framework and KYC documentation processes
- Good understanding of the KYC regulations in Asia (in particular HKMA, MAS, CBRC, PBOC and FSC)
- Good Knowledge with Excel will be an advantage
Qualified candidates are invited to submit their applications in (MS Word) format to
to Shaun Quek Yew Meng R1660732
Recruit Express Pte Ltd
EA Licence No: 99C4599
Only shortlisted applicants will be notified.
