Responsible for processing commission statements and paying commissions to advisors. Handling commission inquiries from the platform. Data extraction relating to regulatory reporting (Balanced Scorecard). Participation in User Acceptance Test (UAT)
6 Month contract
Responsibilities:
- Process and balance commission statements with investment account records.
- Upload commission transactions for approval and clear any exceptions.
- Communicate with product providers on commission-related issues.
- Address commission inquiries from the sales platform.
- Cover for team members during absences as directed.
- Annually review and update commission processing workflows.
- Extract monthly data for Compliance team sampling and regulatory reporting.
- Prepare quarterly reports for compliance with commission clawbacks and grading.
- Coordinate with Risk and Compliance on reporting template updates.
- Participate in UAT for project initiatives and system enhancements.
Requirements:
- Minimum Diploma / Degree
- Competency in all other MS programs; especially in MS Excel (Intermediate Level preferred)
- Comprehension and interest in mathematical processes
- Experience administering commissions software/system
- Relationship building skills
Company Reg No.: 201131609D | License No.: 11C4684 | Reg No: R1435178, Nadiah Marican
