A leading healthcare-focused investment firm in Asia is seeking a Compliance Officer to join their team. With a significant AUM and a global presence, this firm is at the forefront of healthcare investment, focusing on various opportunities within the sector.
The ideal candidate will be a critical thinker with a strong interest in maintaining and enhancing organizational compliance programs. A comprehensive understanding of cross-jurisdictional compliance requirements and experience with private market compliance programs is essential.
Key Responsibilities:
- Develop and maintain an effective compliance framework adhering to regulations from multiple jurisdictions, including Singapore, U.S., Hong Kong, and Cayman Islands
- Stay abreast of regulatory changes and assess their impact on existing business practices
- Foster positive relationships with regulatory bodies through regular communication
- Collaborate across departments to ensure up-to-date company policies and procedures
- Perform compliance checks on new products or services
- Conduct compliance tests and reviews, providing advice to management on regulatory matters
- Handle AML/CFT alerts and investigations
- Act as the Singapore Data Protection Officer
- Undertake additional compliance duties as required
Job Requirements:
- Minimum 6 years of compliance experience in financial services, preferably in fund management
- Bachelor's degree required
- Professional qualifications such as ICA or ACAMS are advantageous
- Strong knowledge of MAS regulations; familiarity with other jurisdictions is a plus
- Experience in liaising with regulators
- Effective communicator
- Excellent multitasking and prioritization skills
- Strong communication skills with the ability to effectively convey complex compliance matters to various stakeholders
- Self-motivated with a proactive approach to learning and collaboration
