About the company
CGS International Securities Pte. Ltd. (CGS International) is an award-winning and market leading integrated financial services provider, ranked among the top securities houses in Asia.
CGS International taps on our wealth of global and ASEAN insights to offer equities trading, leveraged products, wealth management, investment banking, equities research, Shariah-compliant financing, fixed income, currency and commodities, structured products and prime brokerage services in over 15 countries and regions.
Along with its parent organisation China Galaxy Securities, a leading securities house in China, CGS International is trusted by more than 15 million customers globally.
Job Responsibilities
Client Onboarding:
- Managing the process of onboarding new clients and to act as the main point of contact for clients during the transition process, addressing any concerns and issues.
- Assist with gathering required documentation for onboarding, conducting customer due diligence and facilitating account setup process
- Coordinate with internal departments to address client needs, resolve issues and ensure timely onboarding.
Client Support:
- Provide post onboarding support to clients, including routing inquries, administrative tasks and document management.
- Ensuring current and up-to-date client account documentation, as well as adherence to ongoing KYC/AML monitoring and internal policies.
Internal:
- Collaborate with other teams on business development initiatives and client onboarding processes.
- Assist in regulatory reporting, compliance monitoring, and risk management activities.
- Prepare regular and ad-hoc reports for internal stakeholders
- Coordinate and work with internal stakeholders such as Operations, Legal, Compliance and Risk on any adhoc tasks and projects.
Job Requirements
Languages:
- Proficiency in English (both spoken and written)
- Secondary language will be beneficial but not required
Skills:
- Bachelor Degree holder
- 4-5 years of relevant experience in KYC/QDD and client onboarding
- Experience with HNWI, Intermediary & Financial Institutions, Hedge Funds, Asset Managers and Family Offices client types.
- Product knowledge on asset classes such as Equities, CFDs, Fixed Income.
- Familiarity with AML/CFT, CRS, FATCA preferred.
- Strong, influential communicator who is articulate and concise.
- Ability to establish and build trust at all levels with external/internal clients and stakeholders.
- Good communicator
- Self-motivated and Independent
- Problem solver, results oriented
- Team player
