Excellent opportunity to join a well-reputed international financial institution that is looking to hire a Senior Regulatory Compliance Manager for its APAC Compliance team. This is an expansion headcount and since the organisation is aggressively growing there will be opportunity for professional growth. This can be a team lead or an individual contributor role depending on the candidates preference and skill sets.
Job Responsibilities:
- Provide business and regulatory compliance advice and guidance to business units and senior management
- Update policies, procedures and controls to meet regulatory requirements of MAS.
- Supervise licensing, regulatory change management, complaints handling, compliance monitoring, conflict of interests management, cross-border marketing, market abuse, outsourcing, training and management reporting
- Advising on business expansion, innovative products, customer transactions and regulatory issues in APAC i.e. Singapore and Hongkong
- Perform compliance risk assessment and ensure effective measures are in place to identify, assess and mitigate risks
- Assist in audits, investigations and responding to queries from regulators and exchanges
- Participate in strategic projects to upgrade digital platforms
The Successful Applicant:
- Minimum 10 years of experience in regulatory compliance in financial services or regulatory environment
- Work experience in audit firms, banks, brokerages or financial services firms
- Professional certification in compliance is advantageous
Please reach out to Suhani Malhotra at [email protected] for a confidential discussion.
Only shortlisted candidates will be responded to, therefore if you do not receive a response within 14 days please accept this as notification that you have not been shortlisted.
EA Licence No : 23S2077
Registration No : R1770166
