Job Description
1. Perform detailed review of cases generated by the transaction monitoring system and/or exception reports and take appropriate follow-up actions.
2. Ensure the timely disposition of cases flagged by the transaction monitoring system and adequate documentation of analysis and follow-up actions.
3. Conduct internal STR investigation and provide analysis and recommendation to AMLO or designate. Prepare Suspicious Transaction Report for submission to local agency.
4. Execute post-STR actions on STR-filed parties to subject customers to enhanced due diligence and safeguard the interest of the Branch.
5. Maintain registers and ensure records of STR are kept in accordance with the Branch’s record retention requirement.
6. Prepare periodic and regular MIS reports for Senior Management and/or Head Office.
7. Provide proactive support to Business Units and departments in ensuring the Branch operates in accordance with the Group Policy and regulatory requirement.
8. Other ad-hoc duties and projects as required.
Job Requirements
1. A recognised Diploma or University Degree or relevant professional qualifications in financial services or audit.
2. At least 1 to 2 years of working experience in similar capacity.
3. Sound knowledge of applicable Anti-Money Laundering and Counter Terrorist Financing Regulations (KYC, Transaction Surveillance and Sanctions).
4. Possess strong analytical, written and verbal communication skills.
5. Team player, proactive and able to work independently.
6. Good proficiency in Chinese as the incumbent is required to understand Chinese documents from Head Office.
