about the company
Our client is a Wholesale Bank looking to recruit a regulatory compliance officer at the AVP/VP level.
about the job
- Support the business on all regulatory compliance matters pertaining to Banking Act, Securities & Futures Act (SFA) and Financial Advisors Act (FAA) to ensure compliance with MAS requirements
- Perform gap analysis and interpretation on new and updated regulations and highlight any material impact to the business
- Update compliance manuals and policies as required
- Monitor and test Private Banking processes to identify mis-selling, misconduct, or deviations from best execution policies.
- Assist in the preparation monthly, quarterly and annual reporting as required
- Assist in the development and preparation of training material and carry out training to uplift compliance awareness levels across all staff
skills and experience required
- Bachelor’s degree from a recognised institution
- 5-10 years of relevant regulatory compliance experience from a Banking environment, or audit and regulatory consulting experience from a professional service firm
- Comprehensive knowledge of business standards, policies and procedures in a financial/banking environment
To apply online please use the 'apply' function, alternatively you may contact <Daniella Koh> at <98237297>.
(EA: 94C3609/ <R1655148> )
