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Jobs in Singapore   »   Jobs in Singapore   »   Quality Assurance / Control Job   »   Compliance Manager
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Compliance Manager

Randstad Pte. Limited

about the company

Our client is a licensed Asset & Wealth Manager looking to recruit a Compliance Manager.

about the job

  • Operate and manage an effective compliance monitoring program.
  • Provide advice and guidance to management and all internal stakeholders on the company’s compliance with the Capital Market License requirements and all relevant Securities and Futures Act (SFA) & Financial Advisors Act (FAA) regulations
  • Liaison engagement with MAS and other regulatory bodies, as well as facilitating internal and external audits
  • Perform stringent AML/KYC checks on new cleints and reviews on existing clients to ensure AML/CFT regulations are adhered to
  • Perform gap analysis on current policies and procedures and ensure policies and manuals are regularly updated to be aligned with the latest regulatory requirements to minimise risk of any breach
  • Regularly audit company procedures, practices, and documents to identify possible weaknesses or risk
  • Conduct training on compliance matters for all staff

skills and experience required

  • Bachelors Degree
  • Minimum 8 years of relevant experience in Compliance roles within Asset/ Wealth Management
  • Hands-on, proactive, with strong communication and interpersonal skills

To apply online please use the 'apply' function, alternatively you may contact <Daniella Koh> at <98237297>.
(EA: 94C3609/ <R1655148>)

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