Responsibilities:
- Stay abreast of regulatory guidelines and Group requirements. Provides regulatory advice to business as required.
- Assist with group compliance monitoring assessment, audit, and annual gap analysis exercise.
- Complete the group Annual Risk & Control Assessment.
- Perform due diligence, AML, and sanction screening checks prior to onboarding new partners and continuous due diligence review for existing partners.
- Fulfill MAS requirement such as keep track of and prepare annual staff declarations, CPD hours and roll out annual compliance training etc.
- Provide 2nd level monitoring and management of compliance on internal policies and procedures, and information security.
- Identify inadequacies and weakness in systems and controls of compliance and Company’s functions and suggest improvements.
- Assist with or take charge of ad-hoc projects or tasks as may be assigned from time-to-time.
Requirements:
- Minimally Diploma qualification
- 3 years of relevant compliance experience in a financial institution (preferably insurance)
- Professional certification such as ICA Diploma in Compliance would be advantageous
- An analytical mind and good business sense, able to grasp the complexities of business nuances and balancing that with a keen sense of applicable regulations
- Possess good communication and writing skills
- Team Lead experience is a plus
Interested candidates who wish to apply for the advertised position, please click on “Apply”. We regret that only shortlisted candidates will be notified.
EA License No.: 01C4394 (PERSOLKELLY Singapore PTE LTD)
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