The Company
Our client, a global consulting firm, is partnering with a major private and retail banking institution on a high-impact 12-month project and are seeking a Compliance SOW Specialist. In this role, you will be responsible for evaluating Source of Wealth, ensuring the consistency and integrity of KYC documentation, and managing risks related to customer transactions. Your efforts will be crucial in driving compliance excellence and mitigating AML/CFT risks throughout the customer lifecycle.
The Role
- Review KYC documents to assess the customer’s Source of Wealth.
- Verify SOW documents using public searches, salary data, and other reliable sources.
- Ensure all significant sources of wealth are properly identified and documented.
- Maintain consistency and accuracy of KYC data throughout the customer relationship.
- Flag any discrepancies or conflicting information, working with customers to resolve them.
- Monitor customer transactions for unusual activity or potential red flags.
- Evaluate any negative news about customers and suggest appropriate actions if needed.
- Analyze account transactions for irregularities and potential risks.
- Assess and report on the customer’s AML/CFT risk, advising on steps to reduce any identified risks.
Your Profile
- A bachelor’s degree with 3 to 5 years (Associate) or more than 5 years (Senior) of experience in AML/KYC, preferably in Customer Due Diligence within the financial services industry.
- Strong analytical and problem-solving skills, with the ability to organize and synthesize complex information.
- Professional and constructive when addressing past decisions or the quality of work.
- Ability to manage high volumes of work under pressure.
- Excellent written and spoken English communication skills.
- Self-motivated, with the ability to work independently and collaborate effectively with stakeholders across multiple business units.
Apply Today
Please send your resume, in WORD format only and quote reference number Ref No GO13120735, by clicking the apply button. Please note that only short-listed candidates will be contacted.
Robert Half International Pte Ltd. Co. Registration no.: 200612189E | EA Licence No.: 07C5595 | Gabriela De Brito Lopes Prestes Oxby EA Registration no.: 1989404
