Legal and Compliance Manager
Responsibilities:
- Provided compliance regulatory advisory
- Established and oversaw compliance policies and procedures (SFA and FAA).
- Liaised with regulators (MAS, IRAS, MOM, ACRA) on all regulatory matters
- Managed audits, inspections, and legal document reviews.
- Handled audits and inspections
- Handled AML matters, including acting as MLRO officer.
Requirements:
- Bachelor degree in Law or any relevant qualification
- Knowledge of investment industry and international financial markets, preferably holding audit, law, and Compliance background
- Compliance experience with asset management companies/financial intermediaries
- Strong knowledge of local regulatory requirements and latest developments
- Knowledge of Bloomberg, CMGR
Ready to make an impact? We’d love to hear from you! Apply today by sending your resume to [email protected]
**We regret to inform that only shortlisted candidates would be notified
Talentvis Singapore Pte Ltd | EA License No: 04C3537
EA Personnel Name: Glenn Wong | EA Personnel No: R1106685
