Location: Tampines
- Act as an internal controller under the Operational Permanent Control (OPC) framework for Wealth Management covering both Hong Kong & Singapore
- Perform Key Surveillance Points (KSP controls) related to the selling process of financial instrument in compliance with the Control Plan, under the supervision of the Domain Lead.
- Collate raw data & information and gather relevant information from internal stakeholders to perform the preparatory works
- In case of detection of breaches with internal processes and procedures, investigate the root cause of the deviation and propose relevant remediation actions
- Ensure proper and detailed documentation of the control preparation (including sampling), execution and results.
- Other ad hoc duties assigned
Requirement
- Degree in Accountancy or related field with minimum 0-2 years of audit experience
Jessica Nguyen Huynh Thanh Truc
Recruiter (R23113787)
EA License No. 99C4599
