Job Summary:
Join a leading financial services group in Asia with a presence in 18 markets. As we continue to redefine banking, innovation, and customer experience, we're looking for dynamic individuals to join our team and shape the future of finance.
Responsibilities:
1. Review and investigate alerts generated by the market surveillance systems
2. Provide support for the compliance function. Assist in the regulatory reporting, compliance risk assessment, compliance work plan to facilitate compliance with relevant legal and regulatory obligations
3. Escalate any potential irregularities to Head, Regulations and Compliance
4. Liaise with internal stakeholders and external parties
5. Perform other duties assigned by the Head, Regulations and Compliance
Job Requirements
- Degree in Business, Finance, Computer Science, IT or equivalent
- With relevant experience in a capital market services intermediary (including a brokerage or an exchange) or a financial services regulatory authority
- Understanding of trading on an exchange/organised market will be an asset.
- Ability to multitask and keen to learn, take initiative and go beyond the scope of work
We regret that only shortlisted candidates will be notified.
EA License No. 01C4394 • RCB No. 200007268E • Lim Jia Jie EA Registration No. R22108969
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