Risk & Compliance Specialist
9 months ago
We are looking for an experienced Compliance Specialist to join our collaborative team to provide support in developing and implementing regulatory co..
We are looking for an experienced Compliance Specialist to join our collaborative team to provide support in developing and implementing regulatory compliance policies for AIA FA.
WHAT YOU WILL BE DOING
- Responsible for engagement with internal and external partners to deliver Compliance's initiatives.
- Responsible for the development and implementation of relevant Compliance policies and procedures that is vital to support the objectives and values of AIA FA to manage corporate-level regulatory risks.
- Ensure effective communication of compliance and risk matters including timely and accurate reporting and/or escalation of such matters in accordance with relevant reporting and protocols.
- Collaborating closely with Sales team to ensure quality recruitment of representatives and putting in place controls and programs to monitor and ensure quality business brought in by the representatives.
- Develop or lead all aspects of development of structural approach and procedures to effectively deal with representatives/sales staff misconduct, from receiving allegations to planning and conducting investigations to taking remedial/recovery actions
- Develop and implement an effective education and engagement program through ongoing communication and training to embed a culture of compliance and ethics
WHAT YOU WILL HAVE
- Degree holder in an appropriate field (e.g. Accounting, Economics, Risk Management, Business Management or Law)
- 5 to 8 years of work experience in Market Conduct and Anti-Money Laundering, handling compliance and controls
- In-depth understanding of the Insurance business preferred and, in lieu of insurance, financial services.
- In-depth knowledge of Industry’s operations, regulations and guidelines
- A highly disciplined and great teammate with the ability to work well with all partners
- Computer literate
- Good command of written and spoken English
- Excellent interpersonal skills
- Independent and ability to perform well in high-pressure environments
- Must be organized, meticulous and analytical
- With high level of integrity and takes ownership and accountability of results
Official account of Jobstore.