Operations Analyst (Risk & Control)
11 months ago
Accountabilities include but not limited to:
Managing risk-mitigating activities within the programs
Supporting high-priority efforts, including ..
Accountabilities include but not limited to:
- Managing risk-mitigating activities within the programs
- Supporting high-priority efforts, including issue remediation, strategic initiatives and process enhancements
- Supporting coordination and management of regulatory inquires, audits, exams and providing response guidance to Front Line Units (FLU), Control Functions (CF) and Entity partners
- Engaging with business partners in both US and international locations to represent programs and corresponding requirements
- Understanding regulatory and internal issues management protocols and processes
- Identifying emerging issues and proactively managing functional and internal timelines, as well as risks, issues and dependencies
- Maintaining effective reporting and communication routines to achieve understanding of oversight activities
- Supporting policy and standard adherence activities and oversight routines, including assessment of laws, rules and regulations
Required Skills:
- 3-5 years of relevant work experience in business controls, governance and/or risk management.
- Ability to be flexible in support of the maturing organization with an enterprise scope and mandate.
- Highly organized with the ability to prioritize competing demands, including the ability to prioritize work and meet deadlines.
- Ability to appropriately influence key stakeholders and partners, and effectively challenge when necessary.
- Strong business centric mindset with ability to utilize sound business judgment and tailor approach to drive optimal business outcomes.
- Effectively communicate to inform, influence, and resolve key issues in a timely manner with all levels of the organization
Desired Skills:
- Work experience in exam and/or regulatory management
- Understanding of outsourcing (third party/inter-affiliate) requirements, including contracts, services, and change management
- Understanding of Inter-affiliate Service relationships between legal entities of the Company
- Understanding of enterprise lines of business and global operations
- Familiarity with the Enterprise Services Taxonomy
EA License Number : 11C4879
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