Investigation Consultant, Compliance
1 day ago
Job Description:
Develop and embed market conduct risk framework
Review and approve client facing and non-client facing Marketing Mater..
Job Description:
- Develop and embed market conduct risk framework
- Review and approve client facing and non-client facing Marketing Materials
- Partner with first line stakeholders to deliver compliance and ethics training and awareness activities
- Carry out investigation on customer complaints and misconduct allegation against FSCs in an independent, effective and prompt manner in order to reduce customer dis-satisfaction and facilitates service recovery, thereby enhancing customer’s experience.
- Participate and be involved in team initiatives/projects to enhance the market conduct framework
- Carry out adhoc tasks and projects assigned by HOD or supervisor.
Requirements:
- At least 5 years of experience with Investigations or other Compliance functions
- Insurance background is preferred
- Compliance qualifications will be an advantage
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