Compliance Officer, Venture Capital Fund
10 months ago
Responsibilities: Work as a team, the role will cover: Manage and update the firm’s compliance policies and framework Liaise with regulators on regu..
Responsibilities: Work as a team, the role will cover: Manage and update the firm’s compliance policies and framework Liaise with regulators on regulatory license requirements and compliance filing Work with other teams on KYC/AML review on investors, CRS/FATCA filing Keep track of new regulatory development and provide updates to the firm Identify any potential compliance issues and provide solutions to the business Update and advise the management on compliance issue and ensure the firm is in line with the regulatory standard and requirements Provide compliance training and updates to the firm’s employees Participate in compliance projects when necessary Skills / experience requirements At least three years of Compliance or AML/FATCA related experience Exposure to Fund Management industry such as Venture Capital / Private Equity industry is an advantage Bachelor’s degree or other tertiary qualification Understanding to regulatory compliance is an advantage Good communication and writing skills Meticulous, diligent, motivated Interested parties please send your resume to Loretta Chan at
[email protected] Regrettably only shortlisted candidates will be contacted EA License Number: 20C0180| Registration no: R1876188 |
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