Accounts Opening Compliance Officers (private bank)
12 months contract
Responsibilities:
• Primarily responsible for KYC and client on-boarding as well as training on this topic
• Identify and rectify control weakness through ongoing review/monitoring of the AML/S/CFT/ABC control framework from group and local regulatory requirement perspective
• Conduct all necessary regular reviews and surveillance on Compliance and AML/CFT/ABC controls framework, including but not limited to client acceptance, periodic review process, transaction monitoring, payment filtering & client screening clearance, timely STR filing and maintenance of register, business activities/processes, enterprise-wide risk assessment, high risk transactions reviews, etc.
• Assisting management and Head of AML and Head of Compliance Singapore in their prime responsibility to comply with all relevant AML/S/CFT/ABC policies and procedures, from group guidance & local regulatory perspective, to ensure the local office has effective control framework with ongoing reviewing /testing programs in place
• Prepare working papers and draft monitoring reports for review; follow up and monitor clearance of issues
• Assist Head of AML and Head of Compliance, Singapore and the Compliance team in any other work matters such as Monitoring & Surveillance or General Advice.
• Involvement in ad hoc special work projects as and when required
• Assist in the preparation and submission of compliance/regulatory reports for management, regulators, auditors, etc.
• Conduct AML/CFT training, keep up to date with implementation of new or revised regulations and update bank staff of the same
• Assist in preparation of material for Compliance training
• Assist in audits and inspections, and investigations where required
Competencies:
• Basic bachelor degree
• 8-10 years of relevant experience in general compliance and financial crime compliance
• A keen interest to learn and perform general compliance matters
• Able to provide alternative solutions to business
• Motivated and innovative; able to handle issues and resolve challenges in collaboration with colleagues
Salary: $7000 - $10000
Location: CBD
Working hours: office hours 5 weekdays
Please state your availability, current and expected salary in the resume.
Qualified or interested candidates, please visit our GMP website at www.gmprecruit.com/current_jobs/posting.aspx to apply for this position with GMP Job Code: 24137
Tel: 6233 0450
WA: 87555290
Bryan Huang (R22104680)
We regret that only shortlisted candidates will be notified.
GMP Technologies (S) Pte Ltd | EA Licence: 11C3793 | Bryan Huang | Registration No: R22104680
